Kayne Anderson Rudnick Investment Management, Llc
- Regulatory AUM
- $39.4B
- Discretionary
- $39.4B
- Clients
- 24,735
- Avg AUM / client
- $1.6M
- Accounts
- 24,735
- Employees
- 134
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Asset allocation (SMA assets by investment type)
as of Mar 27, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 957 positions, $34,046,662,040)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Jack Henry & Associa | COMMON | $862,841,589 | 5,459,640 | 2.53% | 2.19% |
| 2 | Primerica Inc | COMMON | $769,371,948 | 3,071,590 | 2.26% | 1.95% |
| 3 | Toro Co | COMMON | $740,338,445 | 7,923,142 | 2.17% | 1.88% |
| 4 | Teledyne Tech Inc | COMMON | $726,069,528 | 1,200,095 | 2.13% | 1.84% |
| 5 | Rbc Bearings Inc | COMMON | $719,352,154 | 1,324,481 | 2.11% | 1.83% |
| 6 | Interactive Brokers | CLASS A | $671,787,557 | 10,016,215 | 1.97% | 1.71% |
| 7 | Simpson Manufacturin | COMMON | $666,820,771 | 3,885,449 | 1.96% | 1.69% |
| 8 | Watts Water Tech | CLASS A | $617,538,132 | 2,127,314 | 1.81% | 1.57% |
| 9 | Pool Corporation | COMMON | $576,679,986 | 2,850,195 | 1.69% | 1.47% |
| 10 | Fti Consulting Inc | COMMON | $575,723,233 | 3,256,905 | 1.69% | 1.46% |
| 11 | Acushnet Holdings | COMMON | $553,852,068 | 5,924,818 | 1.63% | 1.41% |
| 12 | Landstar Sys Inc | COMMON | $550,222,975 | 3,432,243 | 1.62% | 1.4% |
| 13 | Nordson Corp | COMMON | $544,123,462 | 2,045,115 | 1.6% | 1.38% |
| 14 | Allegion Plc | ORDINARY SHARES | $528,168,134 | 3,635,268 | 1.55% | 1.34% |
| 15 | Emcor Group Inc | COMMON | $521,960,223 | 706,966 | 1.53% | 1.33% |
| 16 | Rollins Inc | COMMON | $518,153,810 | 9,701,438 | 1.52% | 1.32% |
| 17 | Berkley W R Corp | COM | $515,142,340 | 7,772,213 | 1.51% | 1.31% |
| 18 | Lpl Financial Hldgs | COMMON | $505,421,594 | 1,680,090 | 1.48% | 1.28% |
| 19 | Zurn Elkay Water Sol | COMMON | $486,539,437 | 10,850,567 | 1.43% | 1.24% |
| 20 | Watsco Inc | COMMON | $483,551,523 | 1,329,205 | 1.42% | 1.23% |
| 21 | Installed Building | COM USD0.01 | $480,664,416 | 1,812,801 | 1.41% | 1.22% |
| 22 | Cooper Companies Inc | COMMON | $473,092,412 | 6,616,677 | 1.39% | 1.2% |
| 23 | Ul Solutions Inc. | COM USD0.001 CL A | $462,713,735 | 5,398,596 | 1.36% | 1.18% |
| 24 | Equifax Inc | COMMON | $411,315,378 | 2,284,197 | 1.21% | 1.05% |
| 25 | Lennox Intl Inc | COMMON | $406,191,854 | 875,168 | 1.19% | 1.03% |
Top 25 of 957 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 586 | $259M | 0.66% |
| High net worth individuals | 1,409 | $7.7B | 19.5% |
| Banking or thrift institutions | 0 | $0 | — |
| Investment companies | 36 | $13.6B | 34.5% |
| Pooled investment vehicles (non-investment companies) | 17 | $1.8B | 4.54% |
| Pension and profit sharing plans | 60 | $2.4B | 6.08% |
| Charitable organizations | 40 | $819M | 2.08% |
| State or municipal government entities | 19 | $1.3B | 3.35% |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 5 | $496M | 1.26% |
| Sovereign wealth funds and foreign official institutions | 1 | $485M | 1.23% |
| Corporations and other businesses | 53 | $1.3B | 3.25% |
| Other | 22,509 | $9.3B | 23.5% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Friends Fiduciary Corporation EIN 231968136 | Philadelphia, PA | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Asbestos Workers L 24 Pen Fd Def Benefit Plan Bd Ttees Asbestos Wrks L 24 Pen Fd | 2024 | |
| Pension Plan Of The International Brotherhood Of Electrical Workers Local No. 445 Pension Fund Board Of Trustees, Ibew Local 445 Pension Fund | 2024 | |
| Sheet Metal Workers' Local No. 33 Cleveland District Pension Plan Trustees Of Sheet Metal Workers Local 33 Pension Plan | 2024 | |
| Southern California Ufcw Unions And Food Employers Joint Pension Trust Fund Board Of Trustees, So Ca Ufcw Unions & Food Employers | 2024 | |
| Boilermaker Blacksmith National Pension Trust Board Of Trustees Boilermaker Blacksmith National | 2024 | |
| Ufcw Consolidated Pension Fund Bd Of Trustees Ufcw Consolidated Pension Fund | 2024 | |
| I.B.E.W. Local 456 Pension Plan Ibew Joint Pension Fund Local 456 | 2024 | |
| Atlanta Plumbers & Steamfitters Pension Fund Atlanta Plumbers & Steamfitters Pension Fund | 2024 |
People (43)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Anthony Rigali | Executive Managing Director, Management Committee Member | Sep 2005 (21y) | Less than 5% | |
| Vanian, Jeannine, Ghazar | Chief Operating Officer, Management Committee Member | Sep 2005 (21y) | Less than 5% | |
| Aylward, George, Robert | President And Chief Executive Officer, Virtus Investment Partners, And Management Committee Member | Jan 2007 (20y) | Less than 5% | |
| Angerthal, Michael, Aaron | Executive Vice President And Chief Financial Officer, Virtus Investment Partners | Jan 2009 (18y) | Less than 5% | |
| Foreman, Douglas, Stephen | Co Chief Investment Officer, Management Committee Member | Jan 2013 (14y) | Less than 5% | |
| Shoemaker, Michael, Robert | Vice President, Chief Compliance Officer | Sep 2019 (7y) | Less than 5% | |
| Lee, Frank | Chief Administrative Officer | Mar 2022 (4y) | Less than 5% | |
| Purkalitis, Andra, Cynthia | Executive Vice President And Chief Legal Officer, Virtus Investment Partners | Nov 2023 (3y) | Less than 5% | |
| Stone, Craig | Co Chief Investment Officer, Management Committee Member | Apr 2024 (2y) | Less than 5% | |
| Curt Mitchell Biren | Registered representative | Sep 2003 (23y) | ||
| Caleb Padraig Powell | Registered representative | May 2004 (22y) | ||
| Randall Lee Allen | Registered representative | Sep 2014 (12y) | ||
| Dustin Lance Gale | Registered representative | Feb 2015 (11y) | ||
| Bridget Erin Costello | Registered representative | Oct 2015 (11y) | ||
| Samuel R Waltman | Registered representative | CFA | May 2016 (10y) | |
| Kevin Patrick O'regan | Registered representative | CFP | May 2019 (7y) | |
| Grace Lee Apuy | Registered representative | CFP | Nov 2019 (7y) | |
| Darnel James Bentz | Registered representative | Nov 2020 (6y) | ||
| Tyler Jeffrey Sterk | Registered representative | CFP | May 2022 (4y) | |
| Yuyen Chang | Registered representative | CFP CFA | Jun 2022 (4y) | |
| Michael Walter Montgomery | Registered representative | CFA | Oct 2022 (4y) | |
| Oren Cabir | Registered representative | CFA | Dec 2022 (4y) | |
| Andrew Patrick Grant | Registered representative | Apr 2023 (3y) | ||
| Benedetto A Falcone | Registered representative | CFA | Oct 2023 (3y) | |
| Margaret Ann Richardson | Registered representative | CFP | Mar 2024 (2y) | |
| Russell Christopher Toth | Registered representative | Apr 2024 (2y) | ||
| Dallin Garner | Registered representative | CFP | Jun 2024 (2y) | |
| Carina Alexandra Berlin | Registered representative | CFP | Jan 2025 (2y) | |
| Kimberly Cummings Friedricks | Registered representative | Jan 2025 (2y) | ||
| Thomas Edward Connaghan | Registered representative | Jan 2025 (2y) | ||
| Thomas Pontius | Registered representative | CFP | Jan 2025 (2y) | |
| Stephanie Luh | Registered representative | CFA | Feb 2025 (1y) | |
| Matthias Daniel Day | Registered representative | CFP | Mar 2025 (1y) | |
| Jonathan Isaacman | Registered representative | CFP | Aug 2025 (1y) | |
| William Mc Gehee Russell | Registered representative | Aug 2025 (1y) | ||
| Benjamin Carl Huston | Registered representative | CFP | Aug 2025 (1y) | |
| Christopher John Brady | Registered representative | Aug 2025 (1y) | ||
| Joshua Luke Kendall | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Chase Ryan Carmichael | Registered representative | Dec 2025 (1y) | ||
| Tae John Livermore | Registered representative | Jan 2026 (1y) | ||
| Clark Mc Mahon | Registered representative | CFP | Apr 2026 (0y) | |
| Brian Steven Engel | Registered representative | Apr 2026 (0y) | ||
| Andrew Moore Smith | Registered representative | CFP | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Virtus Partners, Inc. | Direct Owner | Sep 2005 | A | 75% or more |
| Virtus Investment Partners, Inc | Indirect Owner | Dec 2008 | B | ≈ 56.25% – 100% via Virtus Partners, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Virtus Investment Partners, Inc: 75% – 100% of Virtus Partners, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Asbestos Workers L 24 Pen Fd Def Benefit Plan | Bd Ttees Asbestos Wrks L 24 Pen Fd | 427 | $108M | 07/01/2024 |
| Pension Plan Of The International Brotherhood Of Electrical Workers Local No. 445 Pension Fund | Board Of Trustees, Ibew Local 445 Pension Fund | 249 | $33.8M | 05/01/2024 |
| Sheet Metal Workers' Local No. 33 Cleveland District Pension Plan | Trustees Of Sheet Metal Workers Local 33 Pension Plan | 457 | $200M | 05/01/2024 |
| Southern California Ufcw Unions And Food Employers Joint Pension Trust Fund | Board Of Trustees, So Ca Ufcw Unions & Food Employers | 55,507 | $6.5B | 04/01/2024 |
| Boilermaker Blacksmith National Pension Trust | Board Of Trustees Boilermaker Blacksmith National | 27,660 | $7.5B | 01/01/2024 |
| Ufcw Consolidated Pension Fund | Bd Of Trustees Ufcw Consolidated Pension Fund | 166,161 | $5.6B | 01/01/2024 |
| I.B.E.W. Local 456 Pension Plan | Ibew Joint Pension Fund Local 456 | 712 | $302M | 01/01/2024 |
| Atlanta Plumbers & Steamfitters Pension Fund | Atlanta Plumbers & Steamfitters Pension Fund | 2,639 | $452M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Friends Fiduciary Corporation | Public charity | $743M | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 2.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ON JULY 16, 2018, KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC ("KAR") RECEIVED NOTICE FROM THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY ("FINANSTILSYNET") THAT FINANSTILSYNET HAD LEVIED A PENALTY AGAINST KAR EQUIVALENT TO APPROXIMATELY 18,500 USD BASED ON A FINDING THAT TWO NOTIFICATIONS OF LARGE SHARE OWNERSHIP IN A NORWEGIAN COMPANY WERE NOT MADE IN A TIMELY MANNER UNDER NORWEGIAN LAW. Status: Final Sanction Detail: ON JULY 16, 2018, KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC ("KAR") RECEIVED NOTICE FROM THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY ("FINANSTILSYNET") THAT FINANSTILSYNET HAD LEVIED A PENALTY AGAINST KAR EQUIVALENT TO APPROXIMATELY 18,500 USD BASED ON A FINDING THAT TWO NOTIFICATIONS OF LARGE SHARE OWNERSHIP IN A NORWEGIAN COMPANY WERE NOT MADE IN A TIMELY MANNER UNDER NORWEGIAN LAW. Summary: ON JULY 16, 2018, KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC ("KAR") RECEIVED NOTICE FROM THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY ("FINANSTILSYNET") THAT FINANSTILSYNET HAD LEVIED A PENALTY AGAINST KAR EQUIVALENT TO APPROXIMATELY 18,500 USD BASED ON A FINDING THAT TWO NOTIFICATIONS OF LARGE SHARE OWNERSHIP IN A NORWEGIAN COMPANY WERE NOT MADE IN A TIMELY MANNER UNDER NORWEGIAN LAW.
Allegations: ON JUNE 18, 2021, KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC ("KAR") RECEIVED NOTICE FROM NORWAY'S FINANCIAL REGULATOR, THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY ("FINANSTILSYNET"), THAT THE REGULATOR HAD LEVIED A PENALTY AGAINST KAR EQUIVALENT TO APPROXIMATELY $23,000 USD BASED ON A FINDING THAT A NOTIFICATION OF LARGE SHARE OWNERSHIP IN A NORWEGIAN COMPANY WAS NOT MADE IN A TIMELY MANNER UNDER NORWEGIAN LAW. Status: Final Sanction Detail: ON JUNE 18, 2021, KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC ("KAR") RECEIVED NOTICE FROM NORWAY'S FINANCIAL REGULATOR, THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY ("FINANSTILSYNET"), THAT THE REGULATOR HAD LEVIED A PENALTY AGAINST KAR EQUIVALENT TO APPROXIMATELY $23,000 USD BASED ON A FINDING THAT A NOTIFICATION OF LARGE SHARE OWNERSHIP IN A NORWEGIAN COMPANY WAS NOT MADE IN A TIMELY MANNER UNDER NORWEGIAN LAW. Summary: ON JUNE 18, 2021, KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC ("KAR") RECEIVED NOTICE FROM NORWAY'S FINANCIAL REGULATOR, THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY ("FINANSTILSYNET"), THAT THE REGULATOR HAD LEVIED A PENALTY AGAINST KAR EQUIVALENT TO APPROXIMATELY $23,000 USD BASED ON A FINDING THAT A NOTIFICATION OF LARGE SHARE OWNERSHIP IN A NORWEGIAN COMPANY WAS NOT MADE IN A TIMELY MANNER UNDER NORWEGIAN LAW.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Financial Services (Fidelity) $7.7B (20% of AUM) Mar 2026
- UBS $7.3B (19% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $3.3B (14% of AUM) Sep 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗