Palisade Capital Management, Lp
- Regulatory AUM
- $3.9B
- Discretionary
- $3.9B
- Clients
- 1,754
- Avg AUM / client
- $2.2M
- Accounts
- 2,253
- Employees
- 42
AUM over time
Annual snapshots from Form ADV filings · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,069 | $309M | 8.01% |
| High net worth individuals | 508 | $1.5B | 39.8% |
| Investment companies | 2 | $173M | 4.47% |
| Pooled investment vehicles (non-investment companies) | 4 | $67.2M | 1.74% |
| Pension and profit sharing plans | 13 | $537M | 13.9% |
| Charitable organizations | 46 | $136M | 3.52% |
| State or municipal government entities | Fewer than 5 clients | $815M | 21.1% |
| Other investment advisers | Fewer than 5 clients | $2.8M | 0.07% |
| Insurance companies | Fewer than 5 clients | $18.3M | 0.47% |
| Corporations and other businesses | 112 | $269M | 6.96% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $111M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Palisade Strategic Master Fund (Cayman) Limited master | Hedge Fund | Cayman Islands | $104M | 18 |
| Axe Houghton Associate Investment Fund, Llc Class C | Hedge Fund | Delaware | $3.2M | 13 |
| Axe Houghton Associate Investment Fund, Llc Class A | Hedge Fund | Delaware | $2.3M | 15 |
| Axe Houghton Associate Investment Fund, Llc Class B | Hedge Fund | Delaware | $1.3M | 11 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Secura Employees' Pension Plan Secura Insurance, A Mutual Company | 2024 | |
| Nextera Energy, Inc. Employee Pension Plan Nextera Energy, Inc. | 2024 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dennison Theodore Veru | Senior Partner, Chief Investment Officer | Jan 2001 (26y) | Less than 5% | |
| Michael Ian Feiler | Partner, Private Wealth Management | Nov 2006 (20y) | Less than 5% | |
| Bradley Robert Goldman | Partner, General Counsel, Chief Compliance Officer | Jan 2008 (19y) | Less than 5% | |
| Alison Anne Berman | Managing Partner, President, Chief Executive Officer | Nov 2017 (9y) | ≈ 18.75% – 50% via Palisade Capital Holdings, Lp | |
| Tannuzzo, Beata | Partner, Chief Financial Officer | Mar 2018 (8y) | Less than 5% | |
| Wendy Sue Popowich | Registered representative | Dec 2004 (22y) | ||
| Wailam William Lee | Registered representative | Sep 2006 (20y) | ||
| William L Potter | Registered representative | Feb 2010 (16y) | ||
| Bernard Joseph Picchi | Registered representative | CFA | Mar 2012 (14y) | |
| Marc Howard Shapiro | Registered representative | Sep 2013 (13y) | ||
| Lorraine Renee Salvo | Registered representative | CFP | Oct 2019 (7y) | |
| Christopher Edward Henderson | Registered representative | Apr 2024 (2y) | ||
| Kelly Marie Lynch Moloney | Registered representative | CFP | Jan 2026 (1y) | |
| Jason Yoo | Registered representative | Mar 2026 (0y) | ||
| Brent Kenneth Robinson | Registered representative | CFA | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Palisade Capital Holdings, Lp | Limited Partner | Feb 2023 | A | 75% or more |
| Palisade Capital Gp, Llc | General Partner | Feb 2023 | A | Less than 5% |
| Palisade Capital Gp, Llc | General Partner | Feb 2023 | B | GP / trustee / elected manager of Palisade Capital Holdings, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Alison Anne Berman: 25% – 50% of Palisade Capital Holdings, Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $111M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Palisade Strategic Master Fund (Cayman) Limited | Hedge Fund | $104M | $1.0M | 18 |
| Axe Houghton Associate Investment Fund, Llc Class C | Hedge Fund | $3.2M | $5.0K | 13 |
| Axe Houghton Associate Investment Fund, Llc Class A | Hedge Fund | $2.3M | $5.0K | 15 |
| Axe Houghton Associate Investment Fund, Llc Class B | Hedge Fund | $1.3M | $5.0K | 11 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Secura Employees' Pension Plan | Secura Insurance, A Mutual Company | 139 | $90.6M | 01/01/2024 |
| Nextera Energy, Inc. Employee Pension Plan | Nextera Energy, Inc. | 15,485 | $5.3B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 1.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $1.5B (39% of AUM) May 2026
- J.P. Morgan $694M (18% of AUM) May 2026
- BNY Mellon $672M (16% of AUM) Mar 2023
- Goldman Sachs $654M (17% of AUM) May 2026
- State Street $470M (10% of AUM) Oct 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗