AUMdb

Colorado Financial Service Corporation

State-registered Insurance-Affiliated · Boutique (under $100M) CRD 104343 · SEC file 801-76716 · Centennial, CO · www.linkedin.com
☆ Save with Pro ADV data as of Jun 18, 2026
Regulatory AUM
$84.1M
Discretionary
$84.1M
Clients
188
Avg AUM / client
$447K
Accounts
188
Employees
38

AUM over time

$0 $84.1M
May 2012 Jun 2026

Annual snapshots from Form ADV filings · as of Jun 18, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 188 $84.1M 100.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Scpmg Keogh Plan Southern California Permanente Medical Group 2024

People (17)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Chester Joseph Hebert Chairman & Chief Executive Officer Mar 2006 (20y) 75% or more of Tcd Development Corp. (indirect)
Kyong H Kim Chief Compliance Officer & Director Risk Management Jul 2012 (14y) Less than 5%
Lund, Kent Jeffrey President, Chief Operating Officer Mar 2013 (13y) Less than 5%
Ron Adelstein Registered representative Jul 2012 (14y)
Matthew David Daugherty Registered representative May 2016 (10y)
Nick Jason Hubbard Registered representative Feb 2017 (9y)
David Winston Traylor Registered representative Apr 2017 (9y)
William Dan Gotses Registered representative May 2017 (9y)
Rodney Wayne Stone Registered representative CFP Jan 2018 (9y)
John William Cooley Registered representative Apr 2018 (8y)
Danielle Lynn Moskowitz Registered representative May 2018 (8y)
Steven Brian Shaiman Registered representative Jul 2018 (8y)
Christine Clarissa Narayan Registered representative Apr 2020 (6y)
Thomas R Thalman Registered representative CFP Sep 2023 (3y)
John Caldwell Guilds Registered representative Mar 2025 (1y)
Adam James Woodworth Registered representative Apr 2025 (1y)
Robert Baker Registered representative Aug 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Tcd Development Corp Owner Nov 2007 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Scpmg Keogh Plan Southern California Permanente Medical Group 11,088 $7.9B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/18/2026 1.35 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory as of Aug 06, 2013

Allegations: FAILURE TO OBTAIN ANNUAL LICENSE - WITHIN THREE YEARS FROM EXPIRATION DATE OF LICENSE TO PRACTICE LAST OBTAINED. REVOCATION WITHOUT PREJUDICE, CERTIFICATE MAY BE REINSTATED UPON PAYMENT OF REQUIRED FEES AND COMPLETION OF REQUIRED CONTINUING EDUCATION. Status: Final Sanction Detail: NONE Summary: MR. MADORSKY WAS EMPLOYED BY TWO (2) ACCOUNTING TEMPORARY FIRMS (INTERIM ACCOUNTING AND ROBERT HALF/ACCOUNTING TEMPS), NEITHER WAS BROKER DEALER NOR INVESTMENT RELATED. MR. MADORSKY COMPLETED REQUIRED CONTINUING PROFESSION EDUCATION AND PAID REQUIRED FEES; LICENSE TO PRACTICE ACCOUNTING REINSTATED JUNE 2004 AND IS CURRENT.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.

View current Form ADV (SEC/IAPD) ↗