Alexander Investment Services Co.
- Regulatory AUM
- $577M
- Discretionary
- $17.5M
- Clients
- 1,261
- Avg AUM / client
- $457K
- Accounts
- 1,514
- Employees
- 21
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,145 | $245M | 42.6% |
| High net worth individuals | 92 | $276M | 47.9% |
| Pension and profit sharing plans | 24 | $55.2M | 9.56% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Lynn Fox | Owner, Principal, Director, Vice President | Sep 1996 (30y) | 10% – 25% | |
| Gerald Andrew Wells | Owner, Principal, Director, Vice President, Chief Compliance Officer | Sep 1998 (28y) | 10% – 25% | |
| Leo Andrew Hanlein | Owner, Principal, Director, President | Sep 1998 (28y) | 50% – 75% | |
| Thomas Craig Wilson | Owner | Sep 1998 (28y) | 10% – 25% | |
| John M Frymire | Registered representative | CFP | Aug 2012 (14y) | |
| Drew Stephenson Adams | Registered representative | Jun 2014 (12y) | ||
| John Bradley Stillwagon | Registered representative | Aug 2016 (10y) | ||
| Michael Andrew Hanlein | Registered representative | Jul 2017 (9y) | ||
| Robert Allen Meek | Registered representative | Jan 2019 (8y) | ||
| Ancil Collett | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FIRM HAD LET NET CAPITAL DIP BELOW 120% OF REQUIRED CAPITAL FOR FOUR (4) DAYS. Status: Final Sanction Detail: $200.00 FINE ASSESSED AGAINST APPLICANT WAS TIMELY PAID
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
- • Other fees
- • BOOKKEEPING FEE AND TPA FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 29, 2026.
View current Form ADV (SEC/IAPD) ↗