Midwestern Securities Trading Company, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 101080
· SEC file 801-77948
· East Peoria, IL
· WWW.LINKEDIN.COM
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ADV data as of Jun 24, 2026
- Regulatory AUM
- $2.0B
- Discretionary
- $1.1B
- Clients
- 11,847
- Avg AUM / client
- $168K
- Accounts
- 11,847
- Employees
- 105
AUM over time
$110M
$2.0B
Dec 2012
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 11,466 | $1.4B | 72.6% |
| High net worth individuals | 243 | $450M | 22.7% |
| Corporations and other businesses | 138 | $93.5M | 4.71% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Center For Youth And Family Solutions 401(k) Plan The Center For Youth And Family Solutions | 2024 | |
| Cbai 401(k) Multiple Employer Plan Adopted By Western Illinois Bancshares, Inc. Western Illinois Bancshares, Inc. | 2024 |
People (53)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael John Graham | Chief Executive Officer/President | Sep 1999 (27y) | 50% – 75% | |
| Nathan William White | Chief Financial Officer/Cco/Vice President | Oct 2004 (22y) | 5% – 10% | |
| Cassandra Lee Taraboletti | Chief Operations Officer/2 Nd Vice President | Jan 2011 (16y) | Less than 5% | |
| Joshua Andrew Miller | Registered representative | CFP | Jun 2006 (20y) | |
| Jeffrey Alan Schumacher | Registered representative | Nov 2007 (19y) | ||
| Brian Howard Card | Registered representative | Mar 2010 (16y) | ||
| Mark Allen Gregor | Registered representative | Chartered Financial Consultant | Aug 2010 (16y) | |
| Robert Matthew Minor | Registered representative | Feb 2014 (12y) | ||
| Adam Bradley Carlson | Registered representative | Feb 2014 (12y) | ||
| Cody Dennis Leach | Registered representative | CFP | Oct 2014 (12y) | |
| Tate Robert Hartman | Registered representative | Feb 2015 (11y) | ||
| Michael Thomas Vogt | Registered representative | Dec 2015 (11y) | ||
| Ahlden Jay Harms | Registered representative | Nov 2016 (10y) | ||
| Jason Frederick Stadsholt | Registered representative | Apr 2017 (9y) | ||
| Scott Michael Fisher | Registered representative | Oct 2017 (9y) | ||
| Eric Matthew Grant | Registered representative | Mar 2018 (8y) | ||
| Marc Jonathan Theien | Registered representative | Aug 2018 (8y) | ||
| Troy Daniel Martina | Registered representative | Jul 2019 (7y) | ||
| Luke Harl | Registered representative | Feb 2020 (6y) | ||
| Michael Andrew Doublin | Registered representative | Oct 2020 (6y) | ||
| Michael D Ennen | Registered representative | Mar 2021 (5y) | ||
| Andrew Richard Reed | Registered representative | May 2021 (5y) | ||
| Nikolas Steven Adams | Registered representative | Aug 2021 (5y) | ||
| Brady Lewis Huber | Registered representative | Nov 2021 (5y) | ||
| Eric Paul Benes | Registered representative | Mar 2022 (4y) | ||
| Elizabeth M White | Registered representative | Jun 2022 (4y) | ||
| Sarah Ann Gritzmacher | Registered representative | Aug 2022 (4y) | ||
| Josiah Eugene Springer | Registered representative | Jan 2023 (4y) | ||
| Melody Lea Terrell | Registered representative | May 2023 (3y) | ||
| Mark Anthony Montes De Oca | Registered representative | Jun 2023 (3y) | ||
| Seth Emerson Cromer | Registered representative | Oct 2023 (3y) | ||
| Joshua William Janssen | Registered representative | Jan 2024 (3y) | ||
| Anne Elizabeth Schutt | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Dana Brandl Tupper | Registered representative | Jun 2024 (2y) | ||
| Winfield Samuel Ellis | Registered representative | Jul 2024 (2y) | ||
| Nathaniel Mayes | Registered representative | Aug 2024 (2y) | ||
| Emily Lynn Bruington | Registered representative | Sep 2024 (2y) | ||
| John Paul Fierst | Registered representative | Sep 2024 (2y) | ||
| Tirzah Toni Alvelda Renkes | Registered representative | Oct 2024 (2y) | ||
| Kendall Michael Cox | Registered representative | Nov 2024 (2y) | ||
| Ian Randal Timmermann | Registered representative | Feb 2025 (1y) | ||
| Trace Robert Gold | Registered representative | Mar 2025 (1y) | ||
| Luke Emerson Corrigan | Registered representative | May 2025 (1y) | ||
| Alexis Makenzie Trotter | Registered representative | Jun 2025 (1y) | ||
| Erin Lea Hackbart | Registered representative | Aug 2025 (1y) | ||
| Connor Thomas Reinarman | Registered representative | Sep 2025 (1y) | ||
| Nicholas Murphy Kuhlman | Registered representative | Oct 2025 (1y) | ||
| Griffin Rielly Kliewer | Registered representative | Oct 2025 (1y) | ||
| Monica Ann Vinson | Registered representative | Dec 2025 (1y) | ||
| Sean Nicholas Baldwin | Registered representative | Apr 2026 (0y) | ||
| Leighton Brian Gerdes | Registered representative | May 2026 (0y) | ||
| Drew Thomas Rowley | Registered representative | Jul 2026 (0y) | ||
| Harrisen Lee Harms | Registered representative | Jul 2026 (0y) |
Undisclosed: 10% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Center For Youth And Family Solutions 401(k) Plan | The Center For Youth And Family Solutions | 503 | $14.1M | 01/01/2024 |
| Cbai 401(k) Multiple Employer Plan Adopted By Western Illinois Bancshares, Inc. | Western Illinois Bancshares, Inc. | 144 | $17.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/24/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Other fees
- • A PERCENTAGE OF ASSETS UNDER 3RD PARTY MANAGEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Fidelity Clearing And Custody Solutions $909M (46% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 24, 2026.
View current Form ADV (SEC/IAPD) ↗